Wai Hang Wan

溫偉恆
CE No. BAZ965 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Hang Wan (溫偉恆), a licensed former licensee with CE reference BAZ965. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Kaisa Asset Management Limited
佳兆業資產管理有限公司
RO Type 4 — Advising on securities 2018-12-21 2019-08-12
Kaisa Asset Management Limited
佳兆業資產管理有限公司
RO Type 9 — Asset management 2018-12-21 2019-08-12
Kaisa Asset Management Limited
佳兆業資產管理有限公司
Rep Type 4 — Advising on securities 2018-07-30 2018-12-21
Kaisa Asset Management Limited
佳兆業資產管理有限公司
Rep Type 9 — Asset management 2018-07-30 2018-12-21
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 1 — Dealing in securities 2015-06-25 2017-07-31
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 4 — Advising on securities 2014-11-05 2017-07-31
Ark Group Holdings (Hong Kong) Limited
方舟集團控股(香港)有限公司
Rep Type 9 — Asset management 2014-11-05 2017-07-31

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