Wai Keong Yau
邱偉強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Keong Yau (邱偉強), a licensed former licensee with CE reference BAZ548. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-10 | 2015-06-17 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-10 | 2015-06-17 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-23 | 2014-02-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-19 | 2014-02-03 |
| Public Securities Limited 大眾証券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-03-12 | 2013-06-12 |