Liu (SFC:BAY471) Liu
劉流
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liu (SFC:BAY471) Liu (劉流), a licensed former licensee with CE reference BAY471. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-05 | 2014-12-18 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-03-05 | 2014-12-18 |