Kok Peng Leow
廖國平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kok Peng Leow (廖國平), a licensed former licensee with CE reference BAY308. This person has 7.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prosperous Alliance Investments Limited 同鑫投資有限公司 |
RO | Type 9 - Asset management | 2013-04-23 | 2020-09-18 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Kok Peng Leow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chee Peng Tan | Prosperous Alliance Investments Limited | 2014–2020 |
| Junjie Yang | Prosperous Alliance Investments Limited | 2015–2020 |
| Chi Sut Chan | Prosperous Alliance Investments Limited | 2015–2020 |
| Lina Zhou | Prosperous Alliance Investments Limited | 2013–2015 |
| William Sumarli | Prosperous Alliance Investments Limited | 2013–2014 |