Wai Man (SFC:BAX717) Lo
羅惠文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man (SFC:BAX717) Lo (羅惠文), a licensed former licensee with CE reference BAX717. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-27 | 2015-08-17 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-23 | 2014-06-15 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2013-08-23 | 2014-06-15 |