Stephen David Ellis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen David Ellis ( ), a licensed former licensee with CE reference BAX591. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-15 | 2025-03-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-25 | 2015-12-17 |