Chin Wa Lam
林展華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin Wa Lam (林展華), a licensed former licensee with CE reference BAW833. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Capital Limited 東皓資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-09-13 | 2020-03-27 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-21 | 2019-08-29 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-03-21 | 2019-08-29 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-12-10 | 2015-11-23 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-05 | 2014-09-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-02-18 | 2014-09-13 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-02-18 | 2014-09-13 |