Christian Dunn
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christian Dunn, a licensed former licensee with CE reference BAV660. This person has 7.3 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-03 | 2021-09-21 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2020-03-03 | 2021-09-21 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 - Asset management | 2020-03-03 | 2021-09-21 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-30 | 2019-03-27 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-30 | 2019-03-27 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2015-09-30 | 2019-03-27 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-09 | 2015-09-30 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2013-09-09 | 2015-09-30 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 - Asset management | 2013-09-09 | 2015-09-30 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-25 | 2013-09-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2013-06-25 | 2013-09-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2013-06-25 | 2013-09-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christian Dunn during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.