Wayne Kozun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Kozun, a licensed former licensee with CE reference BAV657. This person has 1.5 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2016-04-21 | 2016-10-31 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2016-04-21 | 2016-10-31 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 - Asset management | 2016-04-21 | 2016-10-31 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 - Dealing in securities | 2013-05-20 | 2014-05-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 - Advising on securities | 2013-05-20 | 2014-05-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 - Asset management | 2013-05-20 | 2014-05-09 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Wayne Kozun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.