Wayne Kozun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wayne Kozun ( ), a licensed former licensee with CE reference BAV657. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-21 | 2016-10-31 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2016-04-21 | 2016-10-31 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 — Asset management | 2016-04-21 | 2016-10-31 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-20 | 2014-05-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2013-05-20 | 2014-05-09 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 — Asset management | 2013-05-20 | 2014-05-09 |