Joseph Chi Tien
田法翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Chi Tien (田法翰), a licensed former licensee with CE reference BAV205. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Angelo, Gordon Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2019-04-09 | 2024-07-16 |
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-02 | 2017-08-25 |
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-03 | 2017-08-25 |
| FLAG Squadron Asia Limited | Rep | Type 4 — Advising on securities | 2013-02-01 | 2013-05-10 |
| FLAG Squadron Asia Limited | Rep | Type 9 — Asset management | 2013-02-01 | 2013-05-10 |