Ping (SFC:BAU775) Xu
徐平
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ping (SFC:BAU775) Xu (徐平), a licensed former licensee with CE reference BAU775. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-11-01 | 2022-12-01 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-11-01 | 2022-12-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2017-06-06 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-28 | 2017-06-06 |