David Charles Cushing
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Charles Cushing ( ), a licensed former licensee with CE reference BAU770. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2013-05-15 | 2016-10-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-05-15 | 2016-10-31 |