Yui Shing Alex Kwok
郭銳成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Shing Alex Kwok (郭銳成), a licensed former licensee with CE reference BAU766. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2020-04-13 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-28 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-01-28 | 2020-04-13 |