Chin-Yi Chen
陳勤意
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chin-Yi Chen (陳勤意), a licensed former licensee with CE reference BAT983. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-14 | 2023-08-08 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-18 | 2017-11-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-18 | 2017-11-09 |