Ka Wai (SFC:BAT717) Kwok
郭嘉威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Wai (SFC:BAT717) Kwok (郭嘉威), a licensed former licensee with CE reference BAT717. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-14 | 2016-04-04 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-14 | 2016-04-04 |