Wai Lee
李惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Lee (李惠), a licensed former licensee with CE reference BAT601. This person has 6.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2019-05-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-06-12 | 2019-05-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-01-16 | 2017-10-02 |