Robert James Ridland
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Robert James Ridland ( ), a licensed former licensee with CE reference BAS793. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-16 | 2024-01-25 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-16 | 2024-01-25 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
RO | Type 9 — Asset management | 2015-12-21 | 2024-01-25 |
| Schroder & Co. (Hong Kong) Limited 施羅德財富管理有限公司 |
Rep | Type 9 — Asset management | 2013-04-29 | 2015-12-21 |