Xiaowei (SFC:BAS354) Liu
劉小瑋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowei (SFC:BAS354) Liu (劉小瑋), a licensed former licensee with CE reference BAS354. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Big Bay Securities (HK) Limited 大灣證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-21 | 2018-08-31 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-21 | 2018-08-31 |
| Big Bay Asset Management (HK) Limited 大灣資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2018-03-21 | 2018-08-31 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-01-10 | 2016-08-15 |