Ngo Ting Yip
葉傲霆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ngo Ting Yip (葉傲霆), a licensed former licensee with CE reference BAR392. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gain Capital - Forex.com Hong Kong Limited 嘉盛集團(香港)有限公司(以嘉盛香港,嘉盛亞太,嘉盛外匯名義經營業務) |
Rep | Type 3 — Leveraged foreign exchange trading | 2015-01-05 | 2017-04-13 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-08 | 2014-05-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-08 | 2014-05-24 |