Chang (SFC:BAQ804) Liu
劉暢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang (SFC:BAQ804) Liu (劉暢), a licensed former licensee with CE reference BAQ804. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-01 | 2026-01-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-01 | 2025-07-17 |
| Arta Global Futures Limited 裕承環球期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-08-01 | 2025-06-20 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-01 | 2026-01-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-01 | 2025-07-17 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-08-01 | 2026-01-31 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 — Asset management | 2023-08-01 | 2025-07-17 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-04-03 | 2023-06-30 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-08-17 | 2023-06-30 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 9 — Asset management | 2022-08-17 | 2023-04-03 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-10 | 2022-08-17 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
Rep | Type 9 — Asset management | 2022-05-10 | 2022-08-17 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-18 | 2022-03-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-18 | 2022-03-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-06-18 | 2022-03-31 |
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
RO | Type 4 — Advising on securities | 2019-02-19 | 2019-05-20 |
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-31 | 2019-02-19 |
| Oscar and Partners Capital Limited 奧陸資本有限公司 |
Rep | Type 9 — Asset management | 2018-12-31 | 2019-05-20 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-01-11 | 2018-07-06 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-24 | 2018-07-06 |