Wing Yi (SFC:BAQ371) Yuen
袁泳沂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yi (SFC:BAQ371) Yuen (袁泳沂), a licensed former licensee with CE reference BAQ371. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-08 | 2019-08-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2016-07-08 | 2019-08-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2016-07-08 | 2019-08-02 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-24 | 2013-04-15 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2012-12-24 | 2013-04-15 |
| Oreana Financial Services Limited 澳利亞金融服務有限公司 |
Rep | Type 9 — Asset management | 2012-12-24 | 2013-04-15 |