Jessie Denis
洪雅詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jessie Denis (洪雅詩), a licensed former licensee with CE reference BAM369. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Natixis Asia Limited | Rep | Type 1 — Dealing in securities | 2019-03-13 | 2022-06-29 |
| Natixis Asia Limited | Rep | Type 4 — Advising on securities | 2019-03-13 | 2022-06-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-22 | 2014-04-30 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-11-22 | 2014-04-30 |