Sum Chi Frank Yu
虞森馳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Chi Frank Yu (虞森馳), a licensed former licensee with CE reference BAM351. This person has 1.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-12 | 2017-02-28 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-10-12 | 2017-02-28 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2016-10-12 | 2017-02-28 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2016-08-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-17 | 2016-08-24 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-11-17 | 2016-08-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sum Chi Frank Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.