Katharine Ka-Wai Lyons
沈嘉慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Katharine Ka-Wai Lyons (沈嘉慧), a licensed former licensee with CE reference BAK931. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bell Potter Securities (HK) Limited |
RO | Type 1 — Dealing in securities | 2016-08-02 | 2018-03-30 |
| Bell Potter Securities (HK) Limited |
Rep | Type 1 — Dealing in securities | 2012-11-07 | 2016-08-02 |