Warren John Mar
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Warren John Mar ( ), a licensed former licensee with CE reference BAJ312. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-17 | 2017-02-21 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-18 | 2016-04-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-05 | 2012-11-12 |