Takashi Kawaguchi
川口隆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Takashi Kawaguchi (川口隆), a licensed former licensee with CE reference BAJ271. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-12-24 | 2014-04-21 |
| Mizuho Capital Markets (HK) Limited 瑞穗資本市場(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-12-24 | 2014-04-21 |