Yichen (SFC:BAI987) Li
李奕晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichen (SFC:BAI987) Li (李奕晨), a licensed former licensee with CE reference BAI987. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-02 | 2023-02-24 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-02 | 2023-02-24 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-24 | 2016-06-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-24 | 2016-06-01 |