Yutaka Morikawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yutaka Morikawa, a licensed former licensee with CE reference BAG230. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTN Financial Asia Limited | RO | Type 1 - Dealing in securities | 2013-02-28 | 2015-02-13 |
| FTN Financial Asia Limited | Rep | Type 1 - Dealing in securities | 2012-10-03 | 2013-02-28 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Yutaka Morikawa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chia Chi Pohl Han | FTN Financial Asia Limited | 2012–2015 |
| Stephen Keith Valadie | FTN Financial Asia Limited | 2012–2015 |
| Sze Fei Wong | FTN Financial Asia Limited | 2012–2014 |
| Chin Hei Leung | FTN Financial Asia Limited | 2013–2015 |
| Zhao Yang | FTN Financial Asia Limited | 2014–2015 |
| Hongguang Zhang | FTN Financial Asia Limited | 2013–2014 |
| Bojin Liu | FTN Financial Asia Limited | 2012–2013 |
| Stephen Vincent Mc Guire | FTN Financial Asia Limited | 2012 |