Walter Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Walter Lee, a licensed former licensee with CE reference BAF842. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-10-03 | 2013-03-15 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-03 | 2013-03-15 |