Yee Ki Tai
戴綺琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Ki Tai (戴綺琪), a licensed former licensee with CE reference BAF598. This person has 3.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 - Advising on securities | 2018-04-24 | 2018-05-08 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-04-24 | 2018-05-08 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-10 | 2018-05-08 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-10 | 2018-05-08 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-24 | 2013-05-28 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-24 | 2013-05-28 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-24 | 2013-05-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yee Ki Tai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.