Paul Richard Walsh

CE No. BAF529 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Paul Richard Walsh (), a licensed former licensee with CE reference BAF529. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2018-09-20 2018-09-25
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2018-09-20 2018-09-25
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2017-09-27 2017-10-04
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2017-09-27 2017-10-04
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2016-09-21 2016-09-26
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2014-09-25 2014-09-27
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2013-03-14 2013-03-21
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2012-09-27 2012-10-04

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