Duo Li
李鐸
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Duo Li (李鐸), a licensed former licensee with CE reference BAF376. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-06 | 2013-04-22 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-20 | 2013-04-22 |