Yihao (SFC:BAF155) Wang
王奕皓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yihao (SFC:BAF155) Wang (王奕皓), a licensed former licensee with CE reference BAF155. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-20 | 2021-06-11 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-20 | 2021-06-11 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-12-18 | 2017-07-01 |
| Cinda International Asset Management Limited 信達國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-12-18 | 2017-07-01 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-15 | 2013-05-07 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-17 | 2013-05-07 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-17 | 2013-05-07 |