Nan (SFC:BAF153) Wu
吳南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BAF153) Wu (吳南), a licensed former licensee with CE reference BAF153. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-15 | 2013-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-17 | 2013-06-30 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-17 | 2013-06-30 |