Yun-Chen Tsai

CE No. BAE137 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun-Chen Tsai (), a licensed former licensee with CE reference BAE137. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Pictet Asset Management (Hong Kong) Limited
瑞士百達資產管理(香港)有限公司
Rep Type 4 - Advising on securities 2022-07-14 2023-02-23
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2012-09-10 2021-01-13
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 4 - Advising on securities 2012-09-10 2021-01-13

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