Yun-Chen Tsai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun-Chen Tsai ( ), a licensed former licensee with CE reference BAE137. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-14 | 2023-02-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-10 | 2021-01-13 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-10 | 2021-01-13 |