Kai Yee Lee
李啟怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yee Lee (李啟怡), a licensed former licensee with CE reference BAD882. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2025-05-07 | 2026-02-11 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2025-05-07 | 2026-02-11 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-12-06 | 2024-12-16 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-12-06 | 2024-12-16 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2024-05-17 | 2024-11-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2024-03-04 | 2024-11-04 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2024-03-04 | 2024-11-04 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-09 | 2024-02-20 |
| Forthright Securities Company Limited 方德證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-09 | 2024-02-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-06-07 | 2022-10-07 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-06-07 | 2022-10-07 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-06-07 | 2022-10-07 |