Gregory Scott Kaufmann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gregory Scott Kaufmann ( ), a licensed former licensee with CE reference BAD614. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-17 | 2013-06-21 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-25 | 2013-03-15 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-17 | 2012-12-14 |