Ka Yen Ronald Lee
李家炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yen Ronald Lee (李家炘), a licensed former licensee with CE reference BAD392. This person has 2.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-05 | 2014-12-12 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-05 | 2014-12-12 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 9 - Asset management | 2012-09-05 | 2014-12-12 |
Worked alongside
The 19 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yen Ronald Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.