Toshiyuki Iwata
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Toshiyuki Iwata, a licensed former licensee with CE reference BAB712. This person has 0.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-08 | 2014-09-30 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-18 | 2013-09-19 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2012-09-10 | 2012-12-10 |