Sau Wai Ma
馬秀慧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Wai Ma (馬秀慧), a licensed former licensee with CE reference BAB547. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-25 | 2014-07-18 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-25 | 2014-07-18 |
| Wealth Legend Asset Management Limited 創泓資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-09-25 | 2014-07-18 |