Kin Man Law
羅健民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Man Law (羅健民), a licensed former licensee with CE reference BAB414. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-11 | 2020-10-31 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
RO | Type 4 — Advising on securities | 2018-09-11 | 2020-10-31 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-28 | 2018-09-11 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-05-28 | 2018-09-11 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-09 | 2018-02-09 |
| North Beta International Securities Limited 北拓國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-13 | 2018-02-09 |