Lee Robert John Cook
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lee Robert John Cook ( ), a licensed former licensee with CE reference BAB041. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2012-08-29 | 2016-06-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-08-29 | 2016-06-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2012-08-29 | 2016-06-03 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
RO | Type 7 — Providing automated trading services | 2012-08-29 | 2015-11-30 |