Ka Hang Yau
邱家恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hang Yau (邱家恒), a licensed former licensee with CE reference BAA852. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-05-15 | 2014-11-15 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2013-05-15 | 2014-11-15 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-08 | 2012-12-01 |