James Edward Heath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Heath, a licensed former licensee with CE reference BAA701. This person has 6.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2013-09-27 | 2019-02-11 |
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2012-11-01 | 2019-02-11 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as James Edward Heath during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Simon Yat Sing Lau | Pathway Capital Management (HK) Limited | 2012–2019 |
| Joseph Chi Tien | Pathway Capital Management (HK) Limited | 2013–2017 |
| Jun Tae Park | Pathway Capital Management (HK) Limited | 2015–2019 |
| Jack Pong | Pathway Capital Management (HK) Limited | 2018–2019 |
| Jason Kai Hong Yu | Pathway Capital Management (HK) Limited | 2019 |