James Edward Heath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Heath ( ), a licensed former licensee with CE reference BAA701. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2013-09-27 | 2019-02-11 |
| Pathway Capital Management (HK) Limited 柏匯資本管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-01 | 2019-02-11 |