Nan Ying Cheng
鄭嵐英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Ying Cheng (鄭嵐英), a licensed former licensee with CE reference BAA226. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-08 | 2020-11-20 |
| ZhongHua Finance Asset Management Co., Limited 中華金融資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-05-08 | 2020-06-08 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-25 | 2020-01-31 |
| Sheng Yuan Sino Asset Management Limited 盛源中港資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-25 | 2020-01-31 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-18 | 2018-03-30 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-18 | 2018-03-30 |
| Superactive Financial Group Company Limited 先機金融集團有限公司 |
Rep | Type 9 — Asset management | 2018-01-18 | 2018-03-30 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 4 — Advising on securities | 2016-02-02 | 2017-08-31 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-02-02 | 2017-08-31 |
| Joincap Capital Limited 中楷資本有限公司 |
RO | Type 9 — Asset management | 2016-02-02 | 2017-08-31 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-15 | 2016-02-02 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-15 | 2016-02-02 |
| Joincap Capital Limited 中楷資本有限公司 |
Rep | Type 9 — Asset management | 2015-12-15 | 2016-02-02 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-03 | 2015-12-02 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 5 — Advising on futures contracts | 2012-09-03 | 2015-07-20 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-09-03 | 2015-12-02 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 — Asset management | 2012-09-03 | 2015-12-02 |