Ying (SFC:BAA078) Xiong
熊英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying (SFC:BAA078) Xiong (熊英), a licensed former licensee with CE reference BAA078. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-22 | 2021-10-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-13 | 2018-03-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-08-13 | 2018-03-28 |