Thomas Peter Baty Rider
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Peter Baty Rider ( ), a licensed former licensee with CE reference AZZ305. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-06 | 2013-06-27 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-06 | 2013-06-27 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-06 | 2013-06-27 |