Dominic James Pegler
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dominic James Pegler ( ), a licensed former licensee with CE reference AZZ223. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-08 | 2012-09-08 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-08 | 2012-09-08 |