Seok Koon Susan Chua
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seok Koon Susan Chua ( ), a licensed former licensee with CE reference AZY778. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-12 | 2013-12-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-11-12 | 2013-12-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2012-11-12 | 2013-12-31 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-08-13 | 2012-11-12 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-13 | 2012-11-12 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-08-13 | 2012-11-12 |