Xiaowei (SFC:AZX662) Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowei (SFC:AZX662) Li ( ), a licensed former licensee with CE reference AZX662. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-09-24 | 2016-03-24 |
| Fullgoal Asset Management (HK) Limited 富國資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-09-24 | 2016-03-24 |